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Search Results for:

Financial Industry Regulatory Authority (FINRA)

Definitions

An independent, non-governmental, self-regulatory  organization that writes and enforces rules governing registered brokers and broker-dealers to safeguard the investing publi ...

Financial Institutions Reform, Recovery and Enforcement Act (FIRREA)

Definitions

A US federal law passed in 1989 that provided government funds to insolvent savings and loan associations, and mandating sweeping changes in the examination and supervision of savi ...

Financial Risk

Definitions

The risk of the possibility that shareholders, investors, or other financial stakeholders will lose money; more distinct probabilities include credit risk, liquidity risk, and oper ...

First Generation Space

Definitions

Generally refers to new space that is currently available for lease and has never before been occupied by a tenant.

First Loss (Equity) Position

Definitions

The position in a security that will suffer the first economic loss if the underlying assets lose value or are foreclosed on; Carries a higher risk and a higher yield; The lowest c ...

First-Close Investor

Definitions

An investor willing to commit to a fund before the fund’s first closing; the investor typically receives an incentive by the fund investment manager for making the commitment ...

First-Time Fund

Definitions

The first investment vehicle raised by a fund manager, typically by a firm or fund management team that has not previously raised any prior fund.

Fixed Cost or Expense

Definitions

A cost or expense that does not fluctuate in proportion to the level of sales or production.

Fixed or Determinable Annual or Periodical Income (FDAP)

Definitions

All income except (i) gains derived from the sale of real or personal property (including market discount and option premiums, but not including original issue discount) and (ii) i ...

Fixture

Definitions

Personal property which is permanently affixed or attached to real property such that it is considered to be an integral part of the real property.

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